EU Securities and Financial Markets Regulation

Niamh Moloney

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Finance, Markets, and Regulation Securities Regulation and Market Practices Global Financial Regulation and Crises

Abstract

1. Introduction 2. Capital-raising 3. Asset Management 4. Investment Firms and Investment Services 5. Trading Venues 6. Trading Practices 7. Gate-keepers 8. Market Abuse 9. The Retail Markets 10. Rule-making 11. Supervision and Enforcement

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